John Hathaway Dyett Iii
Professional Summary
John Hathaway Dyett III is a registered financial advisor currently at SALEM PARTNERS LLC located in Southlake, Texas. John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Years of Experience
31 years in the financial services industry
Current & Past Employments
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current Firm
SALEM PARTNERS HOLDINGS, LLC | SALEM PARTNERS, LLC | SALEM PARTNERS LLC
Contact Information
Main Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025Mailing Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025Phone Number
(310) 806-4200Established
Delaware since 01/10/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
State Registrations and Notice Filings
(3/9/2018)
(3/29/2019)
(1/19/2017)
(3/8/2002)
(8/28/1997)
(4/16/2002)
(12/6/2006)
(12/14/2006)
(12/14/2006)
(1/9/2007)
(4/8/2014)
(2/14/2000)
(12/8/2011)
(1/9/2007)
(4/1/2002)
(1/11/2007)
(11/22/2006)
(10/4/2012)
(6/12/2014)
(12/7/2006)
(5/13/2002)
(4/6/2004)
(4/2/2019)
(10/8/2012)
(12/5/2006)
(10/31/2012)
(4/16/2002)
(6/30/2017)
(3/28/2019)
(12/15/2006)
(12/15/2006)
(6/30/2017)
(7/29/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRS (Client Relationship Summary) - BD
Click below to view John Hathaway Dyett III's CRS (Customer Relationship Summary).
Similar Advisors
BRAZOS WEALTH ADVISORS LLC
EDWARD JONES
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
