AR
Angela N. Ruddock
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tivoli, TX
Some features on this profile are disabled
CRD#: 2582640
AR
Professional summary
Angela Nicole Ruddock, CFP®, who also goes by Angela Nicole Allen, Angela Allen Ruddock, Angie Allen Ruddock, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tivoli, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rockport, Texas.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Angela has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Angela Nicole Allen | Angela Allen Ruddock | Angie Allen Ruddock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) COMMERCIAL INSURANCE SOLUTIONS, 3933 ELM STREET DALLAS TX, 12/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 40 HR/MO 20 HR/MO TRADING 3) ROCKPORT PROFESSIONAL PLAZA LLC, 1004 E MAIN ST ROCKPORT TX, 12/2023, OWNER, REAL ESTATE,, NIR, 2 HR/MO 1 HR/MO TRADING 4) LEGACY 3D LLC, 1002 E MAIN ST ROCKPORT TX, 12/2023, OWNER, RETAIL SALES/DISTRIBUTION, NIR, 5 HR/MO 0 HR/MO TRADING 5) NATIONAL SANTA GERTRUDIS YOUTH FOUNDATION, 1831 W SANTA GERTRUDIS AVE KINGSVILLE TX, 12/2023, DIRECTOR, SCOLASTIC, NIR, 1 HR/MO 0 HR/MO TRADING 6) TIVOLI VOLUNTEER FIRE DEPARTMENT, TIVOLI TX 77990, 12/2023, VOLUNTEER, CIVIC, NIR, 1 HR/MO 0 HR/MO TRADING 7) REFUGIO COUNTY AREA GO TEXAN, REFUGIO TX 78377, 12/2023, VOLUNTEER, CHARITABLE ORGANIZATION,, NIR, 1 HR/MO 0 HR/MO TRADING 8) LEGACY WEALTH PARTNERS LLC, 1002 E MAIN ST ROCKPORT TX, 12/2023, FOUNDER, DBA, 180 HR/MO 140 HR/MO TRADING 9) ROCKPORT CENTER FOR THE ARTS, 204 S Austin St, Rockport TX 78382, 01/2025, Board Member, Arts/Performing Arts, NIR, 2 HR/MO, 0 HR/MO TRADING. 10) Angela Ruddock, 170 Olson Lane, Tivoli TX 77990, United States, 08/2025, Owner, Agriculture, NIR, Number of hours: 8, Securities trading hours: 0 11) ROCKPORT CENTER FOR THE ARTS, 204 S Austin St, Rockport, TX 78382, United States, START DATE 09/2025, Treasurer, Arts/Performing Arts, NIR, 3 HR/MO - 0 HR/MO TRADING 12) ANGELA RUDDOCK - INSURANCE AGENT, 1002 E Main St., Rockport TX 78382, United States, 09/26/2025, Owner, 1099, NIR, 1 HR/MO - 0 HR/MO TRADING 13) ANGELA RUDDOCK NOTARY, 1002 E Main St., Rockport TX 78382, United States, 09/26/2025, Owner, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Angela Nicole Ruddock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1002 East Main St., Rockport, TX 78382RIA
CRD#: 134139
Tivoli, TX
Current
December 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1002 East Main St., Rockport, TX 78382BD
CRD#: 39543
Rockport, TX
Past
June 29, 2006 - December 4, 2023
SYMPHONIC SECURITIES LLC
BD
CRD#: 139512
ROCKPORT, TX
Past
November 23, 2005 - December 4, 2023
SYMPHONIC FINANCIAL ADVISORS LLC
RIA
CRD#: 135603
ROCKPORT, TX
Past
November 23, 2005 - December 31, 2007
CNR SECURITIES, LLC
BD
CRD#: 18466
ROCKPORT, TX
Past
March 16, 1995 - November 30, 2005
WADDELL & REED
RIA
CRD#: 866
ROCKPORT, TX
Past
March 16, 1995 - November 30, 2005
WADDELL & REED
BD
CRD#: 866
ROCKPORT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/1/2023)
RR
Florida(9/29/2025)
RR
Georgia(12/1/2023)
RR
Indiana(12/1/2023)
RR
Missouri(12/1/2023)
RR
Ohio(12/1/2023)
RR
Oklahoma(12/1/2023)
RR
Tennessee(12/1/2023)
RR
Texas(12/1/2023)
IAR
Texas(12/1/2023)
RR
Washington(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
