George C. Doyle
Professional summary
George Christopher Doyle, who also goes by George Chris Doyle, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Melville, New York.
George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Christopher Doyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 425 Broadhollow Rd. Suite 325, Melville, NY 11747September 14, 2020 - September 23, 2024
A.G.P. / ALLIANCE GLOBAL PARTNERS
December 3, 2002 - September 15, 2020
NATIONAL SECURITIES CORPORATION
September 17, 2001 - May 9, 2002
NATIONAL SECURITIES CORPORATION
September 22, 1998 - October 1, 2001
NATIONAL CLEARING CORP.
March 16, 1998 - July 28, 1998
HARVESTONS SECURITIES, INC.
January 27, 1998 - March 24, 1998
INTERNATIONAL BOND AND SHARE, INC.
September 24, 1997 - November 12, 1997
M.A. GILLESPIE INVESTMENT CORP.
April 25, 1997 - June 9, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
December 20, 1996 - July 23, 1997
L.B. SAKS, INC.
November 21, 1996 - June 16, 1997
INVESTORS ASSOCIATES, INC.
October 11, 1996 - November 26, 1996
PARAGON CAPITAL MARKETS, INC.
July 12, 1996 - December 5, 1996
LEGEND MERCHANT GROUP, INC.
June 19, 1996 - July 10, 1997
MONITOR INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/22/2025)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
Exams
FINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
