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MA

Mir Zulfekar Ali

VELERITY GROUP
Great Falls , VA
·CRD# 2582036·29 years experience

Professional Summary

Mir Zulfekar Ali, who also goes by Zulfe Ali, is a registered financial advisor currently at VELERITY GROUP, INC. located in Great Falls , Virginia. Mir is registered as a RR (Registered Representative) and started their career in finance in 1995. Mir has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Zulfe Ali

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

VELERITY GROUP, INC.·CRD# 42869
BD
Great Falls , VA
April 4, 2022 - Present
VELERITY WEALTH, LLC·CRD# 317499
RIA
Great Falls, VA
August 9, 2022 - December 31, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - March 16, 2009
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
September 17, 2002 - October 1, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - May 23, 2000
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
March 27, 1995 - October 1, 1997

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Current Firm

VG
VELERITY GROUP, INC.

CAROLINA SECURITIES, INC. | VELERITY GROUP, INC. | VELERITY GROUP

CRD#: 42869 / SEC#: 8-50043
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

10431 New Ascot Drive, Great Falls, VA 22066

Mailing Address

10431 New Ascot Drive, Great Falls, VA 22066

Phone Number

(703) 383-4330

Established

North Carolina since 01/22/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THREE OAKS HOLDING, LLC100% OWNER OF APPLICANT—
ALI, MIR ZULFEKARCEO, CCO AND INDIRECT OWNER2582036
GEORGE, CHRISTOPHER MFINOP, PFO, POO6084415

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Three Oaks Holding, LLC. I am owner, Member and Manager of the entity. The entity was established in August 2021 by myself and is incorporated as a limited liability company in the state of Wyoming. The business address of Three Oaks Holding, LLC is 10431 New Ascot Dr, Great Falls, VA 22066. Three Oaks Holding, LLC is a holding company which owns 100% direct equity stake of Velerity Group, inc. Other than the investment in Velerity Group, Inc., Three Oaks Holding, LLC is not actively involved in other investment activity. I devote approximately 2 hours per month (all during non-trading hours) to the business of Three Oaks Holding, LLC. The nature of my duties for the entity is fully administrative.
(2) Zenith View LLC located at 10431 New Ascot Dr Great Falls, VA 22066. Start Date: January 18, 2024. Zenith View LLC provides consulting services and advice to businesses on subjects including corporate finance, capital raising strategy and investor relations. Investment related. My role is owner and managing member of Zenith View LLC. Responsibilities are to execute on contracts for consulting services and advice to other firms. 15 hours per week expected on average with approximately 50% of these hours will occur during the Firm's normal business hours. The rest will occur outside of these hours.
(3) Access Alternative Investments, Inc. Investment-related. The address of Access Alternative Investments is 515 East Las Olas Blvd, Suite 920 Fort Lauderdale, FL 33301. Zenith View LLC will provide business development services to Access as an independent contractor. As part of this engagement, Mir Z. Ali, in his capacity as CEO of Zenith View, will be assigned the title of Managing Director, Business Development of Access. Start Date: January 18, 2024. 15 hours per week expected on average with approximately 50% of these hours will occur during the Firm's normal business hours. The rest will occur outside of these hours. Zenith View LLC provides consulting services and advice to businesses on subjects including corporate finance, business development and investor relations.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/14/2022)
RR
Alaska
(8/2/2022)
RR
Arizona
(8/17/2022)
RR
Arkansas
(8/10/2022)
RR
California
(7/25/2022)
RR
Colorado
(8/11/2022)
RR
Connecticut
(8/5/2022)
RR
Delaware
(7/13/2022)
RR
District of Columbia
(12/1/2022)
RR
Florida
(6/20/2022)
RR
Georgia
(8/19/2022)
RR
Hawaii
(9/9/2022)
RR
Idaho
(6/27/2022)
RR
Illinois
(11/22/2022)
RR
Indiana
(12/1/2022)
RR
Iowa
(7/1/2022)
RR
Kansas
(7/14/2022)
RR
Kentucky
(6/27/2022)
RR
Louisiana
(6/27/2022)
RR
Maine
(9/6/2022)
RR
Maryland
(7/12/2022)
RR
Massachusetts
(10/11/2022)
RR
Michigan
(8/26/2022)
RR
Minnesota
(9/13/2022)
RR
Mississippi
(6/27/2022)
RR
Missouri
(11/28/2023)
RR
Montana
(7/13/2022)
RR
Nebraska
(8/12/2022)
RR
Nevada
(9/1/2022)
RR
New Hampshire
(11/16/2022)
RR
New Jersey
(10/4/2022)
RR
New Mexico
(12/13/2022)
RR
New York
(6/26/2022)
RR
North Carolina
(6/20/2022)
RR
North Dakota
(8/9/2022)
RR
Ohio
(7/12/2022)
RR
Oklahoma
(7/26/2022)
RR
Oregon
(8/22/2022)
RR
Pennsylvania
(8/9/2022)
RR
Puerto Rico
(9/1/2022)
RR
Rhode Island
(7/5/2022)
RR
South Carolina
(9/2/2022)
RR
South Dakota
(9/1/2022)
RR
Tennessee
(8/2/2022)
RR
Texas
(8/26/2022)
RR
Utah
(7/20/2022)
RR
Vermont
(9/13/2022)
RR
Virginia
(8/13/2022)
RR
Washington
(9/1/2022)
RR
West Virginia
(8/3/2022)
RR
Wisconsin
(7/11/2022)
RR
Wyoming
(9/7/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2020About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed May 2025About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mir Zulfekar Ali's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MA
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