JM
John P. Maher
CETERA INVESTMENT ADVISERS LLC
WESTBOROUGH, MA 01581
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CRD#: 2580443
JM
Professional summary
John Paul Maher is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westborough, Massachusetts and CETERA ADVISORS LLC located in Westborough, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CCR WEALTH MANAGEMENT,SAME AS REGISTERED LOCATION, 40HR/WK, RPE, DBA NAME FOR FINANCIAL SERVICES
(2) NAME OF OTHER BUSINESS: #84 TERRACEHOUSE, SNOWMASS ;
INVESTMENT RELATED: NO ;
ADDRESS: CAMPGROUND LANE SNOWMASS VILLAGE, CO 81615 ;
NATURE OF BUSINESS: VACATION RENTAL ;
START DATE: 01/2019 ;
POSITION/TITLE/RELATIONSHIP: CO-OWNER ;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ;
BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL ;
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Maher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581RIA
CRD#: 105644
WESTBOROUGH, MA
Current
April 21, 2005 - Present
CETERA ADVISORS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581BD
CRD#: 10299
Westborough, MA
Past
September 6, 2006 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
WESTBOROUGH, MA
Past
November 15, 1996 - February 28, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 9, 1995 - November 25, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/7/2008)
RR
Connecticut(4/21/2005)
RR
Maine(4/21/2005)
RR
Massachusetts(4/21/2005)
IAR
Massachusetts(3/21/2024)
RR
New Hampshire(4/21/2005)
RR
New York(10/8/2008)
RR
Rhode Island(4/21/2005)
RR
Vermont(4/21/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Westborough, MA 01581TRUST BUT VERIFY
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