Richard J. Jirinec
Professional summary
Richard James Jirinec, who also goes by Richard J Jirinec, Richard J Jirinee, Richard James Jirinee, is a registered financial professional currently at PHX FINANCIAL, INC. located in Jupiter, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard James Jirinec's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2015 - Present
PHX FINANCIAL, INC.
June 30, 2014 - March 10, 2015
SECURITIES AMERICA ADVISORS, INC.
June 18, 2014 - March 10, 2015
SECURITIES AMERICA, INC.
June 6, 2013 - July 1, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
September 19, 2005 - June 27, 2013
AMERICA'S CHOICE EQUITIES LLC
May 9, 2003 - September 21, 2005
GUNNALLEN FINANCIAL, INC
January 2, 2001 - June 2, 2003
HARRISON SECURITIES, INC.
February 25, 1998 - December 31, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
July 2, 1997 - February 26, 1998
LADENBURG CAPITAL MANAGEMENT INC.
June 3, 1996 - July 1, 1997
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2016)
(10/19/2015)
(3/5/2015)
(3/5/2015)
(3/26/2015)
(3/31/2015)
(5/21/2019)
(4/14/2015)
(3/27/2015)
(3/5/2015)
(3/8/2019)
(3/10/2015)
(3/5/2015)
(4/27/2015)
(3/5/2015)
(3/5/2015)
(3/5/2015)
(3/20/2017)
(4/15/2015)
(3/5/2015)
(10/10/2016)
(3/20/2017)
(4/16/2015)
(1/7/2025)
(3/5/2015)
(3/9/2015)
(3/5/2015)
(6/22/2021)
(4/28/2015)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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