JK
John E. Krol
LEGACY ADVISORS
PLYMOUTH MEETING, PA 19462
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CRD#: 2580228
JK
Professional summary
John Edward Krol, CFP®, who also goes by John Edward Kroll, is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Plymouth Meeting, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
John Edward Kroll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Life Insurance Agent Appointed with Various Companies. 2) ECP; 211 North 13th Street, Suite 701, Plymouth Meeting, PA 19462; 2006; Advisor; Not Investment Related; 1 hour/month; 1 hour/month during business hours. 3) Legacy Advisors, LLC; 401 Plymouth Road, Suite 150, Plymouth Meeting, PA 19462; 05/23/2016; Wealth Planner; Provide investment and/or financial planning advice/services to clients; Investment Related; 200 hours/month; 200 hours/month during business hours. 4) The Legacy Foundation; Portland, OR; Board of Directors; Non-Profit; Not Investment Related; 5 hours/month; 5 hours/month during business hours; No Compensation. 5) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 6) Merakey; 350 Sentry Parkway East, Blue Bell, PA 19422; Board Member; Attend meetings, provide advice; Not Investment Related; 1 hour/month; 1 hour/month during trading hours. 7) Life Tree Pharmacy; 5 Blue Heron Drive, Collegeville, PA 19246; 11/09/2020; Board President; Oversee compliance and fiscal performance of Life Tree Pharmacy; Not Investment Related; 2 hours/month; 1 hour/month during trading hours. 8) Legacy Advisors; 5 Apollo Road, Plymouth Meeting PA 19462; M Financial Member Firm Affiliation; Investment Related; Client Advisor; Advising clients; 11/09/2013; 160 hr/mo; 160 hr/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Krol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
July 26, 2006 - Present
LEGACY ADVISORS, LLC
Office #1: 401 Plymouth Road Suite 150, Plymouth Meeting, PA 19462RIA
CRD#: 139830
PLYMOUTH MEETING, PA
Current
June 30, 2006 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5 Apollo Road, Plymouth Meeting, PA 19462RIA
BD
CRD#: 43285
Plymouth Meeting, PA
Past
January 24, 1995 - July 6, 2006
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
PLYMOUTH MEETING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
Registered Investment Advisory firm - (4/11/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2006)
RR
Colorado(6/30/2006)
RR
Connecticut(6/30/2006)
RR
Delaware(6/30/2006)
RR
New Jersey(6/30/2006)
RR
New York(6/30/2006)
RR
Pennsylvania(6/30/2006)
IAR
Pennsylvania(7/26/2006)
RR
Wyoming(6/30/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
Registered Investment Advisory firm - (4/11/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462
Mailing Address
Phone number
(610) 943-3000
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,257 |
| AUM (Assets Under Management) | $ 4,182,473,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/12/2025 | ||
| 09/19/2024 | ||
| 09/18/2024 | ||
| 03/27/2024 | ||
| 01/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
