Ross L. Smotrich
Professional summary
Ross Lawrence Smotrich, who also goes by Ross L Smotrich, is a registered financial professional currently at HODES WEILL SECURITIES, LLC located in New York, New York.
Ross is registered as a RR (Registered Representative) and started their career in finance in 1995. Ross has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ross Lawrence Smotrich's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2022 - Present
HODES WEILL SECURITIES, LLC
Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022September 22, 2008 - July 15, 2020
BARCLAYS CAPITAL INC.
June 23, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
June 17, 1998 - June 18, 2008
J.P. MORGAN SECURITIES LLC
April 18, 1995 - June 3, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
HODES WEILL SECURITIES, LLC
CRD#: 131848 / SEC#: , 8-66518
Contact information
FINRA licenses (44 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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