TG
Thomas J. Gletner
TRUIST ADVISORY SERVICES
WASHINGTON, DC 20005
Some features on this profile are disabled
CRD#: 2579762
TG
Professional summary
Thomas Joseph Gletner JR is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Washington, District Of Columbia and TRUIST INVESTMENT SERVICES, INC. located in Washington, District Of Columbia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEORGETOWN UNIVERSITY POSITION: Board of Advisors Member NATURE: Educational Institution INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2024 ADDRESS: Washington DC, United States DESCRIPTION: All Georgetown undergraduate applicants must be interviewed by alumni volunteer. These volunteer groups are organized geographically with an assigned Chairperson. In addition to my work as Chairperson of the Bethesda Chevy Chase interview committee (already disclosed), I am also currently on the Georgetown Alumni Admission Program Board of Advisors. This group works closely with admissions staff to ensure the interview program is operating efficiently, generates ideas for improvement, adapts to changing rules or societal norms, passes admissions data to interviewers, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Gletner JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1445 New York Ave Fl 4, Washington, DC 20005RIA
CRD#: 283390
WASHINGTON, DC
Current
May 26, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1445 New York Ave Nw Fl 1 & 4, Washington, DC 20005BD
CRD#: 17499
Washington, DC
Past
August 30, 2002 - January 6, 2017
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
WASHINGTON, DC
Past
January 1, 1997 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
January 17, 1995 - January 1, 1997
CITIZENS BROKERAGE SERVICES, INC.
BD
CRD#: 17666
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2018)
RR
California(5/26/2000)
RR
Colorado(1/22/2007)
RR
Connecticut(2/9/2022)
RR
Delaware(5/26/2000)
RR
District of Columbia(5/26/2000)
IAR
District of Columbia(10/7/2016)
RR
Florida(5/26/2000)
RR
Georgia(8/20/2010)
RR
Illinois(1/11/2018)
RR
Indiana(12/22/2015)
RR
Kentucky(10/10/2016)
RR
Maine(7/12/2022)
RR
Maryland(5/26/2000)
RR
Massachusetts(7/31/2001)
RR
Michigan(6/7/2023)
RR
Minnesota(10/18/2024)
RR
New Hampshire(10/1/2019)
RR
New Jersey(5/9/2014)
RR
New Mexico(5/2/2005)
RR
New York(5/26/2000)
RR
North Carolina(5/26/2000)
RR
Ohio(6/2/2016)
RR
Oklahoma(3/27/2017)
RR
Oregon(1/23/2020)
RR
Pennsylvania(1/3/2007)
RR
South Carolina(3/6/2008)
RR
Tennessee(1/14/2015)
RR
Texas(9/1/2010)
IAR
Texas(9/8/2023)
RR
Virginia(5/26/2000)
RR
West Virginia(10/21/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
