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TH

Timothy J. Hightower

MONTICELLO FINANCIAL GROUP
Mt. Pleasant, TX 75455
Some features on this profile are disabled
CRD#: 2577634
TH

Professional summary

Timothy Joe Hightower, who also goes by Tim Hightower, is a registered financial professional currently at MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Hightower

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Joe Hightower's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2020 - Present

MONTICELLO FINANCIAL GROUP, LLC

Office #1: 107 East Eleventh Streeet, Mt. Pleasant, TX 75455Office #2: 107 East Eleventh Streeet, Mount Pleasant, TX 75455
BD
CRD#: 300926
Mt. Pleasant, TX
Past

July 5, 2018 - December 31, 2020

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Mt. Pleasant, TX
Past

October 15, 2014 - May 31, 2018

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
MT PLEASANT, TX
Past

September 29, 2014 - October 7, 2014

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
MT PLEASANT, TX
Past

September 29, 2014 - May 31, 2018

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
MT PLEASANT, TX
Past

February 14, 2011 - September 29, 2014

WFG ADVISORS, LP

RIA
CRD#: 125073
MT PLEASANT, TX
Past

February 14, 2011 - September 29, 2014

WFG INVESTMENTS, INC.

BD
CRD#: 22704
MT. PLEASANT, TX
Past

December 4, 2006 - February 11, 2011

QA3 FINANCIAL LLC

RIA
CRD#: 104957
MT PLEASANT, TX
Past

November 28, 2006 - February 11, 2011

QA3 FINANCIAL CORP.

BD
CRD#: 14754
HOWE, TX
Past

March 4, 1999 - November 29, 2006

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
MT PLEASANT, TX
Past

March 4, 1999 - November 29, 2006

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
MT PLEASANT, TX
Past

November 19, 1997 - March 4, 1999

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

February 23, 1996 - November 13, 1997

LIFEMARK SECURITIES CORP.

BD
CRD#: 16204
ROCHESTER, NY
Past

October 18, 1995 - February 16, 1996

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/12/2021)
RR
Massachusetts
(10/18/2022)
RR
Texas
(9/27/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/16/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/25/2020
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MONTICELLO FINANCIAL GROUP, LLC
MONTICELLO FINANCIAL GROUP, LLC

CRD#: 300926 / SEC#: , 8-70371

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Mailing Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Phone number
(903) 573-7979
Established
Texas since 02/07/2019
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER, TIMOTHY JOEPRESIDENT/MEMBER/MANAGER/CCO2577634
AMSBERRY, RICHARD FRANCISFINOP / PFO / POO2917504
WARNER, CHRISTINE ANNECHIEF COMPLIANCE OFFICER4001584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONTICELLO FINANCIAL GROUP, LLC

CRD#: 300926Mt. Pleasant, TX 75455

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