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CRD#: 300926
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MONTICELLO FINANCIAL GROUP, LLC is located at 107 East Eleventh Streeet, Mt. Pleasant, TX 75455 and was first established at Dallas, Texas in 02/07/2019. After operating for 6 years, MONTICELLO FINANCIAL GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MONTICELLO FINANCIAL GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MONTICELLO FINANCIAL GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MONTICELLO FINANCIAL GROUP, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MONTICELLO FINANCIAL GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MONTICELLO FINANCIAL GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MONTICELLO FINANCIAL GROUP, LLC Comes From

Understanding the Statistics for MONTICELLO FINANCIAL GROUP, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Mailing Address
107 East Eleventh Streeet, Mt. Pleasant, TX 75455
Firm Size
Small
Phone Number
(903) 573-7979
Established
Texas since 02/07/2019
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HIGHTOWER, TIMOTHY JOEPRESIDENT/MEMBER/MANAGER/CCO2577634
AMSBERRY, RICHARD FRANCISFINOP / PFO / POO2917504
WARNER, CHRISTINE ANNECHIEF COMPLIANCE OFFICER4001584

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Advisor's working at MONTICELLO FINANCIAL GROUP, LLC

CW

Christine Anne Warner

Christine Anne Schneider
IAR
RR
CRD#: 4001584
Location:
Livonia, NY
Company:
MONTICELLO FINANCIAL ADVISORS
Disclosures:
Experience:
26 years
View Profile
LM

Laura Lannette Mcdonald

Laura L Hightower, Laura L Mcdonald
RR
CRD#: 4669119
Location:
Mt. Pleasant, TX 75455
Company:
MONTICELLO FINANCIAL GROUP, LLC
Disclosures:
Experience:
9 years
View Profile
KW

Kevin Welborn

RR
CRD#: 7922064
Location:
Mt. Pleasant, TX 75455
Company:
MONTICELLO FINANCIAL GROUP, LLC
Disclosures:
Experience:
1 year
View Profile
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