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Timothy Joe Hightower

MONTICELLO FINANCIAL GROUP
MT. PLEASANT, TX
·CRD# 2577634·31 years experience

Professional Summary

Timothy Joe Hightower, who also goes by Tim Hightower, is a registered financial advisor currently at MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Hightower

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

MONTICELLO FINANCIAL GROUP, LLC·CRD# 300926
BD
1. 107 East Eleventh Streeet, Mt. Pleasant, TX 754552. 107 East Eleventh Streeet, Mount Pleasant, TX 75455
August 26, 2020 - Present
FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Mt. Pleasant, TX
July 5, 2018 - December 31, 2020
CAPITAL INVESTMENT ADVISORY SERVICES, LLC·CRD# 149124
RIA
Mt Pleasant, TX
October 15, 2014 - May 31, 2018
CAPITAL INVESTMENT ADVISORY SERVICES, LLC·CRD# 149124
RIA
Mt Pleasant, TX
September 29, 2014 - October 7, 2014
CAPITAL INVESTMENT GROUP, INC.·CRD# 14752
BD
Mt Pleasant, TX
September 29, 2014 - May 31, 2018
WFG ADVISORS, LP·CRD# 125073
RIA
Mt Pleasant, TX
February 14, 2011 - September 29, 2014
WFG INVESTMENTS, INC.·CRD# 22704
BD
Mt. Pleasant, TX
February 14, 2011 - September 29, 2014
QA3 FINANCIAL LLC·CRD# 104957
RIA
Mt Pleasant, TX
December 4, 2006 - February 11, 2011
QA3 FINANCIAL CORP.·CRD# 14754
BD
Howe, TX
November 28, 2006 - February 11, 2011
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Mt Pleasant, TX
March 4, 1999 - November 29, 2006
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Mt Pleasant, TX
March 4, 1999 - November 29, 2006
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
November 19, 1997 - March 4, 1999
LIFEMARK SECURITIES CORP.·CRD# 16204
BD
Rochester, NY
February 23, 1996 - November 13, 1997
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
October 18, 1995 - February 16, 1996

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Current Firm

MF
MONTICELLO FINANCIAL GROUP, LLC

MONTICELLO FINANCIAL GROUP, LLC

CRD#: 300926 / SEC#: 8-70371
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

107 East Eleventh Streeet, Mt. Pleasant, TX 75455

Mailing Address

107 East Eleventh Streeet, Mt. Pleasant, TX 75455

Phone Number

(903) 573-7979

Established

Texas since 02/07/2019

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER, TIMOTHY JOEPRESIDENT/MEMBER/MANAGER/CCO2577634
AMSBERRY, RICHARD FRANCISFINOP / PFO / POO2917504
WARNER, CHRISTINE ANNECHIEF COMPLIANCE OFFICER4001584

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/12/2021)
RR
Texas
(9/27/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1995About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2020About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Joe Hightower's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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