Christine Anne Warner
Professional Summary
Christine Anne Warner, who also goes by Christine Anne Schneider, is a registered financial advisor currently at MONTICELLO FINANCIAL ADVISORS located in Livonia, New York and MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas. Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christine has worked at 7 firms and has passed the Series 63, Series 66, Series 52TO, Series 99TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christine Anne Schneider
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
MONTICELLO FINANCIAL ADVISORS | MONTICELLO FINANCIAL ADVISORS, LLC
Contact Information
Main Address
107 East Eleventh Street, Mount Pleasant, TX 75455Phone Number
(903) 573-7979# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
218AUM (Assets Under Management)
$4,226,655Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/11/2021)
(4/15/2021)
(3/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1999About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2000About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christine Anne Warner's CRS (Customer Relationship Summary).
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