Glenn S. Cochin
Professional summary
Glenn Scott Cochin is a registered financial professional currently at WALL STREET ACCESS located in Park Ridge, New Jersey.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1995. Glenn has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Scott Cochin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2018 - Present
WALL STREET ACCESS
Office #1: One Maynard Drive Suite 2201, Park Ridge, NJ 07656September 19, 2002 - April 23, 2018
TRADE MANAGE CAPITAL, INC.
July 9, 2001 - September 20, 2002
CAPITAL GROWTH FINANCIAL, LLC
January 30, 2001 - July 9, 2001
DALTON KENT SECURITIES GROUP, INC.
July 21, 2000 - January 31, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 3, 1997 - July 25, 2000
TRADE.COM ONLINE SECURITIES, INC.
July 22, 1996 - January 6, 1997
LAIDLAW GLOBAL SECURITIES, INC.
March 20, 1995 - August 20, 1996
NICHOLS, SAFINA, LERNER & CO. INC.
March 6, 1995 - April 7, 1995
JOSEPHTHAL & CO., INC.
February 13, 1995 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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