Edward D. Peters-baker
Professional summary
Edward Douglas Peters-baker, who also goes by Edward D Baker, Edward Douglas Baker III, Edward Douglas Peters-baker, Edward Peters-baker, Edward Douglas Petersbaker, Edward D Peters-baker, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Charlotte, North Carolina.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Douglas Peters-baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2024 - Present
NUVEEN SECURITIES, LLC
Office #1: 8500 Andrew Carnegie Blvd., Charlotte, NC 28262October 31, 2005 - September 1, 2022
AMERICAN CENTURY INVESTMENT SERVICES INC.
October 31, 1996 - December 31, 2002
AMERICAN CENTURY INVESTMENT SERVICES INC.
January 20, 1995 - August 8, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2024)
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
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