Geoffrey H. Owen
FRONT PORCH FINANCIAL ADVISORY
Charlotte, NC 28203
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CRD#: 2573385
Professional summary
Geoffrey Henry Owen, CFP® is a registered financial advisor currently at FRONT PORCH FINANCIAL ADVISORY located in Charlotte, North Carolina.
Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Geoffrey has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 31, Series 7, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Geoffrey H Owen is an independent licensed insurance agent. Geoffrey does not sell insurance however. Member; 212 Emerson, LLC; investment related: Yes; Location: 1134 Buchanan Street Charlotte NC 28203 United States; Description of the business: Single condo rental unit.; Responsibilities Duties: Lease, repairs and occasional maintenance.; Start date with business: 2017-07-11; Hours per month devoted to business during trading hours: .5; Hours per month devoted to business outside trading hours: .5; Percentage of total yearly compensation expected to be derived from the business: 1; Member; 814 Delaware, LLC; investment related: Yes; Location: 1134 Buchanan Street Charlotte NC 28203 United States; Description of the business: Single condo rental unit.; Responsibilities Duties: Lease, repairs and occasional maintenance.; Start date with business: 2019-01-17; Hours per month devoted to business during trading hours: .5; Hours per month devoted to business outside trading hours: .5; Percentage of total yearly compensation expected to be derived from the business: 1; Owner; Charleston 98, LLC; investment related: Yes; Location: 1766 Ion Avenue, Unit F Sullivan's Island SC 29482 USA; Description of the business: Single condo rental unit.; Responsibilities Duties: Repairs and maintenance.; Start date with business: 2020-06-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: .5; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Henry Owen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 2, 2021 - Present
FRONT PORCH FINANCIAL ADVISORY
Office #1: 211 East Blvd., Charlotte, NC 28203RIA
CRD#: 311329
Charlotte, NC
Past
August 9, 2022 - October 16, 2024
B&D CAPITAL PARTNERS, LLC
BD
CRD#: 314406
Charlotte, NC
Past
September 21, 2016 - February 1, 2021
GREERWALKER WEALTH LLC
RIA
CRD#: 118154
CHARLOTTE, NC
Past
February 13, 2013 - September 8, 2016
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CHARLOTTE, NC
Past
February 13, 2013 - September 8, 2016
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CHARLOTTE, NC
Past
August 17, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
CHARLOTTE, NC
Past
August 17, 2011 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CHARLOTTE, NC
Past
February 26, 2010 - August 19, 2011
MORGAN STANLEY
RIA
CRD#: 149777
CHARLOTTE, NC
Past
February 4, 2010 - August 19, 2011
MORGAN STANLEY
BD
CRD#: 149777
CHARLOTTE, NC
Past
July 1, 2003 - March 10, 2005
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
March 26, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 7, 2001 - March 8, 2002
GRANT STREET SECURITIES, INC.
BD
CRD#: 38765
PITTSBURGH, PA
Past
February 4, 1998 - July 7, 1999
DREYFUS INVESTMENT SERVICES COMPANY, LLC
BD
CRD#: 17477
PITTSBURGH, PA
Past
November 14, 1996 - January 23, 1998
PARKER/HUNTER INCORPORATED
BD
CRD#: 7324
PITTSBURGH, PA
Past
August 13, 1996 - October 28, 1996
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
February 15, 1995 - August 4, 1995
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FRONT PORCH FINANCIAL ADVISORY
FPF FA L.L.C. | FRONT PORCH FINANCIAL ADVISORY | FPF FA LLC
CRD#: 311329 / SEC#: 801-129454
RIA
Registered Investment Advisory firm - (2/5/2024 Approved)North Carolina
Registered Investment Advisory firm - (2/8/2024 Terminated)South Carolina
Registered Investment Advisory firm - (2/6/2024 Terminated)Texas
Registered Investment Advisory firm - (2/6/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/11/2021)
IAR
South Carolina(2/27/2021)
IAR
Texas(2/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 4/30/2022
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
FP
FRONT PORCH FINANCIAL ADVISORY
FPF FA L.L.C. | FRONT PORCH FINANCIAL ADVISORY | FPF FA LLC
CRD#: 311329 / SEC#: 801-129454
RIA
Registered Investment Advisory firm - (2/5/2024 Approved)North Carolina
Registered Investment Advisory firm - (2/8/2024 Terminated)South Carolina
Registered Investment Advisory firm - (2/6/2024 Terminated)Texas
Registered Investment Advisory firm - (2/6/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
211 East Blvd., Charlotte, NC 28203
Mailing Address
Phone number
(704) 803-5585
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 341 |
| AUM (Assets Under Management) | $ 143,685,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
