Kari K. Thompson
Professional summary
Kari Kathryn Thompson, who also goes by Kari Kathryn Stuckel, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Storm Lake, Iowa.
Kari is registered as a RR (Registered Representative) and started their career in finance in 1994. Kari has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kari Kathryn Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 1994 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 517 Erie St, Storm Lake, IA 50588State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2018)
(10/10/2000)
(12/9/2004)
(2/18/2020)
(12/23/1994)
(1/13/2023)
(5/8/2000)
(4/18/2013)
(8/1/2000)
(1/13/2023)
(5/12/2014)
(4/22/2010)
(1/24/2018)
(7/1/2024)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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