PK
Peter L. Kearney
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Bannockburn, IL 60015
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CRD#: 2569647
PK
Professional summary
Peter Leonard Kearney is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Bannockburn, Illinois and LASALLE ST SECURITIES, L.L.C. located in Bannockburn, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TOM TERRILL - 101 WAUKENGAN RD, STE 990, LAKE BLUFF, IL - SOLE PROP - GROUP HEALTH INS LEADS REFERED TO TOM TERRILL - COMMISSIONS SHARED - 1/1/1998 - 1 HR/MO/TRD HRS - REFERRING GROUP HEALTH INSURANCE LEADS TO TOM TERRRILL. NO OTHER REQUIREMENTS ON MY PART. - NON-INVESTMENT RELATED 2) PETER KEARNEY RENTAL - 2217 B LAKESIDE DRIVE BANNOCKBURN, IL - SOLE PROP - I HAVE TENTANT IN MY OFFICE JEFF KINZLER, WHO RENTS OFFICE SPACE FROM ME- NONINVESTMENT RELATED 3) RSG Corp Inc. - 2217 B LAKESIDE DRIVE BLANNOCKBURN, IL - 2013 start date - NIR - RIA and doing business as RSG Corp for traditional 12b1 business. - Investment Advisor - Private Corp - 40 hrs/mo trading 4) LaSalle St Investment Advisors - Advisory Business
CRS (Client Relationship Summary) - RIA
Click below to view Peter Leonard Kearney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2020 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 2217b Lakeside Drive, Bannockburn, IL 60015RIA
CRD#: 109701
Bannockburn, IL
Current
August 6, 2020 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 2217b Lakeside Drive, Bannockburn, IL 60015BD
CRD#: 7191
Bannockburn, IL
Past
December 10, 2008 - August 6, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
NORTHBROOK, IL
Past
March 21, 2006 - August 6, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
NORTHBROOK, IL
Past
March 21, 1995 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 21, 1995 - April 10, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SKOKIE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2020)
IAR
Arizona(8/16/2021)
RR
California(8/6/2020)
IAR
California(8/6/2020)
RR
Colorado(8/6/2020)
IAR
Colorado(8/6/2020)
RR
Florida(8/7/2020)
IAR
Florida(9/9/2020)
RR
Georgia(8/21/2023)
IAR
Georgia(8/23/2023)
RR
Illinois(8/6/2020)
IAR
Illinois(8/6/2020)
RR
Indiana(8/7/2020)
IAR
Indiana(8/10/2020)
RR
Kansas(8/7/2020)
IAR
Kansas(10/21/2022)
IAR
Kentucky(8/12/2020)
RR
Kentucky(2/24/2023)
IAR
Maryland(6/9/2023)
IAR
Massachusetts(9/9/2021)
RR
Michigan(8/7/2020)
IAR
Michigan(4/7/2023)
RR
Minnesota(8/7/2020)
IAR
Minnesota(8/7/2020)
RR
Missouri(8/7/2020)
IAR
Missouri(7/29/2021)
RR
Nevada(8/7/2020)
IAR
Nevada(8/18/2020)
IAR
New Jersey(10/7/2025)
RR
New York(8/7/2020)
IAR
New York(11/10/2021)
RR
North Carolina(1/7/2022)
RR
Ohio(8/7/2020)
IAR
Ohio(8/7/2020)
RR
Oklahoma(1/7/2022)
IAR
Oregon(1/23/2025)
RR
Pennsylvania(5/10/2023)
RR
South Carolina(8/7/2020)
IAR
South Carolina(5/30/2025)
RR
Tennessee(8/7/2020)
RR
Texas(8/7/2020)
IAR
Texas(8/10/2020)
RR
Utah(8/7/2020)
RR
Virginia(5/3/2023)
RR
Washington(8/7/2020)
IAR
Washington(8/7/2020)
IAR
West Virginia(3/7/2024)
RR
Wisconsin(8/7/2020)
IAR
Wisconsin(8/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/13/2012
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
