Clifford A. Lanier
Professional summary
Clifford Anderson Lanier III, who also goes by Cliff Lanier, Clifford A (iii) Lanier, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1995. Clifford has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Anderson Lanier III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2017 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017June 7, 2011 - April 10, 2015
JEFFERIES LLC
July 23, 2007 - June 6, 2011
DEUTSCHE BANK SECURITIES INC.
July 29, 2004 - July 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 1998 - April 16, 2001
MERRILL LYNCH GOVERNMENT SECURITIES INC.
December 22, 1995 - July 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2017)
Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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