Thomas M. Cuite
Professional summary
Thomas Michael Cuite, who also goes by Thomas Michael Crite, Mike Cuite, is a registered financial professional currently at PUMA CAPITAL, LLC located in Rye, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Cuite's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2013 - Present
PUMA CAPITAL, LLC
Office #1: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10520February 21, 2012 - October 18, 2013
SSC NY CORP.
April 19, 2011 - January 27, 2012
TICONDEROGA SECURITIES LLC
September 9, 2002 - April 28, 2011
GOLDMAN SACHS & CO. LLC
June 30, 1998 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 21, 1997 - July 10, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/15/1999
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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