AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TC

Thomas Michael Cuite

PUMA CAPITAL
Rye, NY
·CRD# 2567883·29 years experience

Professional Summary

Thomas Michael Cuite, who also goes by Thomas Michael Crite, Mike Cuite, is a registered financial advisor currently at PUMA CAPITAL, LLC located in Rye, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Michael Crite, Mike Cuite

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Years of Experience

29 years in the financial services industry

Current & Past Employments

PUMA CAPITAL, LLC·CRD# 146744
BD
555 Theodore Fremd Avenue Suite C204, Rye, NY 10520
October 23, 2013 - Present
SSC NY CORP.·CRD# 29804
BD
New York, NY
February 21, 2012 - October 18, 2013
TICONDEROGA SECURITIES LLC·CRD# 7671
BD
New York, NY
April 19, 2011 - January 27, 2012
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 9, 2002 - April 28, 2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
June 30, 1998 - September 9, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 21, 1997 - July 10, 1998

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Current Firm

PC
PUMA CAPITAL, LLC

PUMA CAPITAL, LLC

CRD#: 146744 / SEC#: 8-67849
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Mailing Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Phone Number

(212) 269-4100

Established

Florida since 02/09/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
COUGAR FINANCIAL HOLDINGS LLCMEMBER—
HB-PUMA, LLCMEMBER—
GREENSTEIN, JOSHUA AARONCEO2522805
GROSS, MARC JONATHANCFO, FINOP2974706
GUTSHALL, MICHAEL SEELEYCCO2505395
HENCORP BECSTONE, LCMEMBER—
TIMONY, PETER GERARDCOO3023008

Disclosures

Regulatory Event

7

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/23/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Cuite's CRS (Customer Relationship Summary).

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
JD
Jonathan Paul Delo

CETERA INVESTMENT ADVISERS LLC

PEARL RIVER, NY · CRD#
TC
Follow Thomas
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required