DZ
Daniel C. Zebrowski
SPC
Fruitland Park, FL 34731
Some features on this profile are disabled
CRD#: 2566228
DZ
Professional summary
Daniel Christopher Zebrowski, who also goes by Dan Zebrowski, is a registered financial advisor currently at SPC located in Fruitland Park, Florida and SIGMA FINANCIAL CORPORATION located in Fruitland Park, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Zebrowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FAMILY FINANCIAL PLANNERS, INC.; 406 S DIXIE AVE, FRUITLAND PARK, FL; PRESIDENT/OWNER - ADVISORY SERVICES OFFERED THROUGH SIGMA PLANNING CORPORATION, A REGISTERED INVESTMENT ADVISOR. FAMILY FINANCIAL PLANNERS, INC IS MY DBA AND USED FOR ACCOUNTING AND TAX PURPOSES; 75 HOURS PER MONTH SPENT ON THIS ACTIVITY/80% HOUR DURING TRADING HOURS. 2. FAMILY FINANCIAL ADVISORS INC.; 406 S DIXIE AVE, FRUITLAND PARK, FL; PRESIDENT - FINANCIAL ADVISOR; MARKETING FIXED PRODUCTS IN IMPLEMENTING FINANCIAL PLANS THAT CALL FOR SUCH PER ASSET MIX; 60 HOURS PER MONTH SPENT ON THIS ACTIVITY/80% DURING TRADING HOURS. Daniel C. Zebrowski, CPA, PFS Director and Registered Agent of Corporation Per SunBiz.Org. 3. FAMILY FINANCIAL ADVISORS/FAMILY FINANCIAL PLANNERS INC; 406 S DIXIE AVE, FRUITLAND PARK, FL; LEASING/RENT OFFICES/ADMIN SUPPORT, DANIEL C. ZEBROWSKI, CPA, PFS OWNER/LEASOR OF PROFESSIONAL RESOURCE CENTER REPRESENTED AS D&Y PROPERTY MANAGEMENT; 2-3 HOURS PER MONTH SPENT ON THIS ACTIVITY/0 DURING TRADING HOURS. 4. FAMILY FINANCIAL ACCOUNTING & TAX, INC - DANIEL C. ZEBROWSKI, CPA/PFS; 406 S DIXIE, FRUITLAND PARK, FL; CPA/PFS/PRESIDENT - CONSULTING, E.G., TAX PLANNING, TAX PREP, ESTATE & ASSET DISPOSITION ANALYSIS AND DEATH CLAIM PROCESSING; 30 HOURS PER MONTH SPENT ON THIS ACTIVITY/40% DURING TRADING HOURS. 5. FAMILY FINANCIAL ACCOUNTING AND TAX INC; 406 S DIXIE AVENUE, FRUITLAND PARK, FL; CORP; PRESIDENT; CPA,PFS; 30 HOURS SPENT ON THIS ACTIVITY/40% HOURS DURING TRADING HOURS. Daniel C. Zebrowski, CPA, PFS Director and Registered Agent of Corporation Per SunBiz.Org. 6. FAMILY FINANCIAL ADVISORS INC; 406 S DIXIE AVENUE, FRUITLAND PARK, FL; PRESIDENT/OWNER; CORP; 60 HOURS SPENT ON THIS ACTIVITY/ 80% DURING TRADING HOURS. Daniel C. Zebrowski, CPA, PFS Director and Registered Agent of Corporation Per SunBiz.Org. 7. D&Y INICIATIVA, LLC - ENTERPRISE ENTITY THAT CONSOLIDATES FOR TAX REPORTING PURPOSES FOUR DISREGARDED ENTITIES THAT ARE ALSO LLCs (FOR ASSET PROTECTION). D&Y INICIATIVA, LLC RENTS AND/OR LEASES OFFICE SPACE, APARTMENTS, SINGLE FAMILY RESIDENCES, PARKING GARAGES, AND LAND: D&Y'S REGISTERED ADDRESS IS 406 S DIXIE AVENUE, FRUITLAND PARK, FL 34731; THE LLCs ARE JOINTLY OWNED WITH SPOUSE; 2-3 HOURS SPENT ON THIS ACTIVITY MONTHLY / NONE DURING TRADING HOURS. 8. FAMILY FINANCIAL PLANNERS INC; 406 S DIXIE AVENUE, FRUITLAND PARK, FL; PRESIDENT/OWNER; INVESTMENT SECURITIES FINANCIAL PLANNING SERVICES; 75 HOURS SPENT ON THIS ACTIVITY/ 80% DURING TRADING HOURS. Daniel C. Zebrowski, CPA, PFS Director and Registered Agent of Corporation Per SunBiz.Org. 9. Enterprise 360 Advisory Group/Network, 406 S. Dixie Avenue, Fruitland Park, FL 34731. Producer Group: Advisor Marketing & Financial Planning Support, Business & Technology Management Support, and Accounting & Tax Systems Support. Owner/President. Approx. 5 hours per month with 1 hour per month during trading hours. 10. Notary Public, State of FL. Provide notary services on an as-needed basis. Start date: 6/30/23, less than 1 hr/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Christopher Zebrowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2018 - Present
SPC
Office #1: 406 S. Dixie Avenue, Fruitland Park, FL 34731RIA
CRD#: 110692
Fruitland Park, FL
Current
October 12, 2018 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 406 S. Dixie Avenue, Fruitland Park, FL 34731BD
CRD#: 14303
Fruitland Park, FL
Past
February 10, 2017 - October 12, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
FRUITLAND PARK, FL
Past
July 1, 2005 - October 12, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
FRUITLAND PARK, FL
Past
November 13, 2002 - July 28, 2005
FINANCIAL ADVISORS NETWORK, LLC
BD
CRD#: 115284
WEST PALM BEACH, FL
Past
June 28, 2002 - June 30, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
January 2, 2002 - May 20, 2019
FAMILY FINANCIAL PLANNERS, INC.
RIA
CRD#: 134980
FRUITLAND PARK, FL
Past
September 24, 2001 - July 16, 2002
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ANN ARBOR, MI
Past
September 12, 2001 - September 24, 2001
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
March 24, 2000 - September 18, 2001
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ANN ARBOR, MI
Past
July 1, 1999 - March 28, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
December 19, 1994 - December 31, 1995
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/15/2018)
RR
Florida(10/12/2018)
IAR
Florida(10/17/2018)
RR
Georgia(10/12/2018)
RR
Illinois(10/12/2018)
RR
Indiana(4/29/2020)
RR
Maryland(10/12/2018)
RR
Michigan(6/8/2022)
RR
Mississippi(2/18/2020)
RR
Missouri(10/12/2018)
RR
New Mexico(11/29/2024)
RR
New York(4/7/2021)
RR
North Carolina(10/12/2018)
RR
Ohio(2/4/2020)
RR
Pennsylvania(10/12/2018)
RR
Rhode Island(7/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
