William Leslie Thatcher
Professional Summary
William Leslie Thatcher, who also goes by Bill Thatcher, Will Thatcher, is a registered financial advisor currently at FIN2 located in New York, New York and UNEST SECURITIES, LLC located in Laramie, Wyoming. William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 16 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Thatcher, Will Thatcher
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAPTIVEX SECURITIES LLC
Contact Information
Main Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792Mailing Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792Phone Number
(888) 696-0771Established
Delaware since 05/24/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2016SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Leslie Thatcher's CRS (Customer Relationship Summary).
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