Daniel Charles Healy
Professional Summary
Daniel Charles Healy, who also goes by Dan Healy, is a registered financial advisor currently at CAPTIVEX SECURITIES LLC located in Winter Park, Florida. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 16 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Healy
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CAPTIVEX SECURITIES LLC
Contact Information
Main Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792Mailing Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792Phone Number
(203) 302-9000Established
Delaware since 05/24/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/30/2025)
(10/15/2025)
(10/16/2025)
(10/16/2025)
(10/15/2025)
(11/10/2025)
(10/15/2025)
(10/22/2025)
(10/17/2025)
(10/16/2025)
(10/16/2025)
(10/23/2025)
(10/15/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jun 2024About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Charles Healy's CRS (Customer Relationship Summary).
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