Stephen K. Nadle
Professional summary
Stephen Kirk Nadle, who also goes by S K Nadle, Sk Nadle, is a registered financial professional currently at PERSHING LLC located in Chicago, Illinois and PERSHING ADVISOR SOLUTIONS LLC located in Chicago, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Kirk Nadle's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2006 - Present
PERSHING LLC
Office #1: 311 S. Wacker Drive, Chicago, IL 60606June 6, 2022 - Present
PERSHING ADVISOR SOLUTIONS LLC
Office #1: 311 S. Wacker Drive, Chicago, IL 60606January 12, 2001 - February 7, 2003
NASDAQ EXECUTION SERVICES, LLC
October 12, 2000 - January 2, 2001
SERVICE ASSET MANAGEMENT COMPANY
November 22, 1999 - December 15, 2000
PENSON FINANCIAL SERVICES, INC.
May 11, 1998 - December 17, 1999
WELLS FARGO CLEARING SERVICES, LLC
February 10, 1998 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
October 23, 1996 - February 18, 1998
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2007)
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671 / SEC#: , 8-47425
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAS HOLDINGS LLC | HOLDING COMPANY | |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| HARRISON, BENJAMIN WARD | BOARD MEMBER, HEAD OF THE BUSINESS | 3121159 |
| KERRIGAN, DONNA L | BOARD MEMBER | 8082390 |
| LAHUTA, EVAN L. | BOARD MEMBER | 4350166 |
| MUTTERER, FRANK PAUL | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2088419 |
| WEISS, NINA KATE | CHIEF COMPLIANCE OFFICER (CCO) | 2642331 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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Company Information
PERSHING ADVISOR SOLUTIONS LLC
CRD#: 36671Chicago, IL 60606TRUST BUT VERIFY
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