Brendan M. Mclaughlin
Professional summary
Brendan M. Mclaughlin, who also goes by Brendan M Mclaughlin, Brendan M. Mclaughlin, Brendan Manley Mclaughlin, Brendan Mclaughlin, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Stamford, Connecticut.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1995. Brendan has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan M. Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 600 Washington Blvd.,, Stamford, CT 06901June 15, 2022 - August 1, 2023
CITIZENS CAPITAL MARKETS
December 3, 2013 - June 1, 2022
MKM PARTNERS LLC
July 17, 2006 - November 7, 2013
CRT CAPITAL GROUP LLC
July 30, 2002 - June 28, 2006
NATIONAL BANK OF CANADA FINANCIAL INC.
January 30, 1996 - May 16, 2001
CIBC WORLD MARKETS CORP.
August 15, 1995 - December 22, 1995
FIRST UNION CAPITAL MARKETS CORP.
March 20, 1995 - July 26, 1995
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2023)
(2/17/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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