Sherril A. Morse

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Sarasota, FL

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CRD#: 2562171

Professional summary

Sherril Ann Morse, who also goes by Sherril Morse Baggerman, Sherril Morse Banks, Sherril Flood, Sherril Morse, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sarasota, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sarasota, Florida.

Sherril is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Sherril has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sherril Morse Baggerman | Sherril Morse Banks | Sherril Flood | Sherril Morse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ARTIST SERIES CONCERTS FRIENDS, 1226 N. Tamiami Trail #300, Sarasota FL 34236, United States, 08/2025, BOARD MEMBER, NIR, 10 HR/MO - 5 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherril Ann Morse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #2: 677 N. Washington Blvd., Sarasota, FL 34236

RIA

CRD#: 134139

Sarasota, FL

Current

August 1, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 677 N. Washington Blvd., Sarasota, FL 34236

CRD#: 39543

Sarasota, FL

Past

January 12, 2023 - August 21, 2025

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Sarasota, FL

Past

January 3, 2023 - August 21, 2025

KOVACK SECURITIES INC.

CRD#: 44848

Sarasosta, FL

Past

May 20, 2021 - December 31, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SARASOTA, FL

Past

September 20, 2019 - December 31, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SARASOTA, FL

Past

April 24, 2015 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

SARASOTA, FL

Past

April 21, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

SARASOTA, FL

Past

October 8, 2008 - May 5, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

SARASOTA, FL

Past

September 29, 2008 - May 5, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

SARASOTA, FL

Past

August 20, 2007 - October 21, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SARASOTA, FL

Past

August 17, 2007 - October 21, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SARASOTA, FL

Past

July 16, 1998 - August 21, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SARASOTA, FL

Past

February 6, 1998 - August 21, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

SARASOTA, FL

Past

January 1, 1996 - February 18, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 12, 1995 - December 31, 1995

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/1/2025)

IAR

Florida
(8/12/2025)

Georgia
(8/1/2025)

Massachusetts
(8/1/2025)

New Mexico
(8/1/2025)

New York
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/11/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sherril A. Morse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherril Ann Morse's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/1996

Series 63

Date: 4/4/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/5/1996

Series 6

Date: 4/11/1995

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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