Lisa M. Woods
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SEA GIRT, NJ
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CRD#: 2562063
Professional summary
Lisa Mortensen Woods, who also goes by Lisa Nancy Mortensen, Lisa Mortensen Woods, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sea Girt, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, New Jersey.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Lisa has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 55 exams.
Biography
I have worked in the financial services field for over 25 years. I believe financial planning is extremely important and an essential part of a sound retirement plan. I take pride in building strong relationships with my clients, learning their situations, and helping them build a suitable financial plan that works toward achieving their long-term goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Nancy Mortensen | Lisa Mortensen Woods
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Mortensen Woods's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
West Virginia University
Master of Business Administration (MBA) - Finance
1994
West Virginia University
Bachelor of Science (BS) - Marketing
1992
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 530 Route 35 Shrewsbury Commons, Shrewsbury, NJ 07702RIA
CRD#: 104555
SEA GIRT, NJ
Current
August 15, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 530 Route 35, Shrewsbury, NJ 07702BD
CRD#: 7784
Shrewsbury, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SHREWSBURY, NJ
Past
October 3, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SHREWSBURY, NJ
Past
June 1, 2004 - December 18, 2006
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
BD
CRD#: 2625
NEW YORK, NY
Past
April 10, 1996 - June 10, 2004
UBS CAPITAL MARKETS L.P.
BD
CRD#: 2692
STAMFORD, CT
Past
November 22, 1995 - March 11, 1996
NASH, WEISS & CO.
BD
CRD#: 6470
JERSEY CITY, NJ
Past
December 22, 1994 - August 30, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/8/2020)
RR
Colorado(6/6/2025)
RR
Connecticut(1/12/2021)
RR
Delaware(10/2/2019)
RR
Florida(9/27/2017)
RR
Georgia(4/23/2020)
RR
Hawaii(1/4/2019)
RR
Illinois(10/2/2019)
RR
Maryland(1/4/2019)
RR
Massachusetts(1/4/2019)
RR
Michigan(2/24/2022)
RR
Minnesota(11/5/2020)
RR
Nevada(1/4/2019)
RR
New Hampshire(10/2/2019)
RR
New Jersey(9/20/2017)
IAR
New Jersey(3/31/2025)
RR
New York(9/27/2017)
RR
North Carolina(3/28/2019)
RR
Pennsylvania(9/27/2017)
RR
South Carolina(8/8/2020)
RR
Tennessee(3/25/2023)
RR
Texas(2/15/2024)
IAR
Texas(3/31/2025)
RR
Vermont(10/2/2019)
RR
Virginia(10/2/2019)
RR
Washington(8/13/2021)
RR
West Virginia(3/30/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/24/1998
Limited Representative-Equity Trader ExamSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Sea Girt, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
