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Michael Thomas Dorsey

CRD# 2560077·Registered 2013 - 2025
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Thomas Dorsey, who also goes by Micahel Thomas Dorsey, Michael Thomas Dorsey Sr., was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2013 - 2025. Michael had worked at 5 firms and has passed the Series 99TO, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Micahel Thomas Dorsey, Michael Thomas Dorsey Sr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

TORA TRADING SERVICES, LLC·CRD# 135423
BD
New York, NY
August 2, 2023 - January 31, 2025
REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
New York, NY
July 11, 2023 - January 31, 2025
AUGMENT CAPITAL, LLC·CRD# 322519
BD
Austin, TX
July 3, 2023 - November 14, 2023
ONECHRONOS·CRD# 286322
BD
New York, NY
March 9, 2022 - June 9, 2025
REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
New York, NY
September 11, 2019 - December 21, 2022
REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
New York, NY
April 9, 2018 - July 23, 2018
ARCOLA SECURITIES, INC.·CRD# 147952
BD
New York, NY
January 18, 2013 - February 1, 2019

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Current Firm

TT
TORA TRADING SERVICES, LLC

TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: 8-66925
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 58fl, New York, NY 10005

Mailing Address

28 Liberty Street Floor 56, New York, NY 10005

Phone Number

(650) 513-6700

Established

Delaware since 01/27/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TORA TRADING SERVICES, LTD.SOLE OWNER—
BALTOVSKI, ALEXANDERFINOP2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER7893210
IAMSCICOV WEIGL, KATARINASECRETARY7893210
MALONEY, MICHAEL GMANAGING PRINCIPAL, DIRECTOR5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Apr 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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