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DK

Darius D. Kirksey

SEAPORT GLOBAL SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 2558468
DK

Professional summary

Darius Dion Kirksey, who also goes by Darius Kirksey, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.

Darius is registered as a RR (Registered Representative) and started their career in finance in 1995. Darius has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Darius Kirksey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darius Dion Kirksey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2019 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017
BD
CRD#: 116270
New York, NY
Past

April 10, 2013 - June 25, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NEW YORK, NY
Past

July 2, 2012 - April 8, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

August 5, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

November 4, 2009 - June 16, 2011

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

January 23, 2006 - November 10, 2009

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

October 29, 2001 - March 23, 2005

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

May 1, 1995 - May 15, 2003

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/3/2019)
RR
Alaska
(7/3/2019)
RR
Arizona
(7/3/2019)
RR
Arkansas
(7/3/2019)
RR
California
(7/3/2019)
RR
Colorado
(7/3/2019)
RR
Connecticut
(7/3/2019)
RR
Delaware
(7/3/2019)
RR
District of Columbia
(7/3/2019)
RR
Florida
(7/3/2019)
RR
Georgia
(7/22/2019)
RR
Hawaii
(7/3/2019)
RR
Idaho
(7/3/2019)
RR
Illinois
(7/23/2019)
RR
Indiana
(7/3/2019)
RR
Iowa
(7/3/2019)
RR
Kansas
(7/3/2019)
RR
Kentucky
(7/3/2019)
RR
Louisiana
(7/3/2019)
RR
Maine
(7/3/2019)
RR
Maryland
(7/3/2019)
RR
Massachusetts
(7/3/2019)
RR
Michigan
(7/3/2019)
RR
Minnesota
(7/3/2019)
RR
Mississippi
(7/3/2019)
RR
Missouri
(7/3/2019)
RR
Montana
(7/3/2019)
RR
Nebraska
(7/3/2019)
RR
Nevada
(7/3/2019)
RR
New Hampshire
(7/3/2019)
RR
New Jersey
(7/3/2019)
RR
New Mexico
(7/3/2019)
RR
New York
(7/3/2019)
RR
North Carolina
(7/3/2019)
RR
North Dakota
(7/3/2019)
RR
Ohio
(7/3/2019)
RR
Oklahoma
(7/3/2019)
RR
Oregon
(7/3/2019)
RR
Pennsylvania
(7/3/2019)
RR
Rhode Island
(7/3/2019)
RR
South Carolina
(7/3/2019)
RR
South Dakota
(7/3/2019)
RR
Tennessee
(7/3/2019)
RR
Texas
(7/9/2019)
RR
Utah
(7/3/2019)
RR
Vermont
(7/3/2019)
RR
Virginia
(8/2/2019)
RR
Washington
(7/3/2019)
RR
West Virginia
(7/3/2019)
RR
Wisconsin
(7/3/2019)
RR
Wyoming
(7/3/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/31/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/19/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270New York, NY 10017

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