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Thomas Fuller Stanton

PATIENT SQUARE CAPITAL MARKETS
NEW YORK, NY
·CRD# 2557504·32 years experience

Professional Summary

Thomas Fuller Stanton, who also goes by Tom Stanton, is a registered financial advisor currently at PATIENT SQUARE CAPITAL MARKETS, LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 6 and Series 30 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Stanton

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

PATIENT SQUARE CAPITAL MARKETS, LLC·CRD# 337850
BD
767 Fifth Ave, Floor 43, New York, NY 10153
February 6, 2026 - Present
TCG CAPITAL MARKETS L.L.C.·CRD# 291767
BD
New York, NY
January 3, 2022 - July 18, 2024
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
January 10, 2020 - December 31, 2021
TCG SECURITIES, L.L.C.·CRD# 154788
BD
New York, NY
May 21, 2015 - January 10, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
New York, NY
June 12, 2014 - April 24, 2015
TCG SECURITIES, L.L.C.·CRD# 154788
BD
New York, NY
June 18, 2013 - June 13, 2014
DCM BROKERS, LLC·CRD# 144158
BD
Chicago, IL
April 14, 2009 - November 15, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Chicago, IL
April 6, 2004 - August 29, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 6, 2004 - August 29, 2008
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
December 15, 2003 - March 2, 2004
BNY MELLON ADVISORS, INC.·CRD# 106108
RIA
Malvern, PA
May 21, 2001 - March 2, 2004
LOCKWOOD FINANCIAL SERVICES, INC.·CRD# 40655
BD
Malvern, PA
February 27, 2001 - December 15, 2003
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
November 18, 1999 - February 16, 2001
CALVERT INVESTMENT DISTRIBUTORS, INC.·CRD# 37527
BD
Bethesda, MD
June 19, 1998 - August 18, 1999
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
November 16, 1994 - June 3, 1998

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Current Firm

PS
PATIENT SQUARE CAPITAL MARKETS, LLC

PATIENT SQUARE CAPITAL MARKETS, LLC

CRD#: 337850 / SEC#: 8-71414
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

767 Fifth Ave, Floor 43, New York, NY 10153

Mailing Address

767 Fifth Ave, Floor 43, New York, NY 10153

Phone Number

(212) 836-6100

Established

Delaware since 05/19/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PATIENT SQUARE CAPITAL, LPMANAGING MEMBER312203
BUSH, SARAHCHIEF COMPLIANCE OFFICER5841363
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CHONG, RUSSELL GORDONCHIEF EXECUTIVE OFFICER3130318

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/28/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1994About the Series 6 exam

Series 30 — NFA Branch Manager Examination

Passed Dec 2012About the Series 30 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Fuller Stanton's CRS (Customer Relationship Summary).

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