Michael Pompeo
Professional Summary
Michael Pompeo, who also goes by Michael Salvatore Pompeo, Mike Pompeo, is a registered financial advisor currently at RQD* CLEARING, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 11 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Salvatore Pompeo, Mike Pompeo
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS PROFESSIONAL SERVICES, LLC | VOLANT SECURITIES, LLC | VOLANT EXECUTION, LLC | RQD* CLEARING, LLC | EQUITEC COMPASS, LLC | COMPASS SERVICES, LLC
Contact Information
Main Address
One World Trade Center Suite 47m, New York, NY 10007Mailing Address
One World Trade Center Suite 47m, New York, NY 10007Phone Number
(646) 804-7900Established
Delaware since 02/19/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/27/2026)
(8/27/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Pompeo's CRS (Customer Relationship Summary).
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