Anthony Rocco Derosa
Professional Summary
Anthony Rocco Derosa is a registered financial advisor currently at RQD* CLEARING, LLC located in New York, New York and OPTIMAL MARKET TECHNOLOGIES, LLC located in New York, New York. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2022. Anthony has worked at 3 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIMAL EXECUTIONS, LLC | OPTIMAL MARKET TECHNOLOGIES, LLC
Contact Information
Main Address
One World Trade Center Suite 47m, New York, NY 10007Mailing Address
One World Trade Center Suite 47m, New York, NY 10007Phone Number
(646) 389-5813Established
Delaware since 12/02/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anthony Rocco Derosa's CRS (Customer Relationship Summary).
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