Arthur M. Coffey
Professional summary
Arthur Mel Coffey, who also goes by Mel Coffey, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in Garden City, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1994. Arthur has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur Mel Coffey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2023 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 595 Stewart Avenue 8th Floor, Garden City, NY, 11530August 19, 2019 - May 11, 2023
SW FINANCIAL
December 5, 2016 - September 17, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
March 30, 2015 - December 2, 2016
LEGEND SECURITIES, INC.
March 19, 2015 - March 20, 2015
SIXTEEN SECURITIES, INC.
March 12, 2015 - March 13, 2015
SIXTEEN SECURITIES, INC.
May 22, 2013 - March 13, 2015
BROOKVILLE CAPITAL PARTNERS
October 16, 2008 - May 28, 2013
JOHN THOMAS FINANCIAL
October 31, 1994 - November 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
(6/21/2023)
(5/16/2023)
(6/13/2023)
(5/26/2023)
(5/16/2023)
(1/3/2024)
(6/26/2023)
(5/17/2023)
(10/28/2025)
(6/23/2023)
(6/13/2023)
(7/14/2023)
(6/12/2023)
(7/26/2023)
(10/3/2025)
(6/27/2023)
(6/15/2023)
(5/26/2023)
(10/6/2025)
(5/16/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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