Robert F. Sistrunk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Fred Sistrunk was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 5 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2004 - August 9, 2005
BROKERSXPRESS LLC
September 10, 2002 - June 2, 2004
OPTIONSXPRESS, INC.
March 14, 2001 - September 11, 2002
AURA FINANCIAL SERVICES, INC.
June 25, 1996 - July 8, 1998
ALL-TECH DIRECT, INC.
November 28, 1994 - May 24, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
