EN
Edward J. Nemec
EAGLE STRATEGIES LLC
BETHESDA, MD 20817
Some features on this profile are disabled
CRD#: 2552356
EN
Professional summary
Edward John Nemec, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bethesda, Maryland and NYLIFE SECURITIES LLC located in Bethesda, Maryland.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[BABE RUTH FOUNDATION; BOARD MEMBER; NON INVESTMENT RELATED; 1 HOUR PER MONTH; START DATE 1/2013; 300 W CAMDEN ST, BALTIMORE MD 21201] [Cured/18th and 21st, LLC; Restaurant and night club- food service, bar, and live entertainment (jazz music); Columbia, MD (business currently being built- set to open February, 2018); Start Date 02/2018; Role/Title: Investor; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Soapbox Studio, LLC; This is a start-up business that was started by my nephews (Ryan and Kevin Sellors) in Georgia- it is a film and audio capture studio that produces the highest quality film and sound in a 4D format.; 723 Stewart Ave NW Marietta, GA, 30064; Start Date 02/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor][The S Paulina Lee Nemec Revocable Trust; Rental Property- Capri Condominium #2017. Condominium in Ocean City, MD rented to the public; 11000 Coastal Highway- #2017- Ocean City, MD. 21842; Start Date 09/2024; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Maintenance, paying taxes/condo fees, and upkeep on unit][Rental Property- Capry #2017; Condominium in Ocean City, MD purchased as a rental property ; 11000 Coastal Highway- Unit 2017- Ocean City, MD. 21842; Start Date 06/2025; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; manage property]
CRS (Client Relationship Summary) - RIA
Click below to view Edward John Nemec's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
March 24, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817RIA
CRD#: 110826
BETHESDA, MD
Current
October 17, 2002 - Present
NYLIFE SECURITIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817BD
CRD#: 5167
Bethesda, MD
Past
March 10, 1995 - July 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TOWSON, MD
Past
January 23, 1995 - July 23, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 23, 1995 - July 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(10/17/2002)
RR
Maryland(10/17/2002)
IAR
Maryland(3/24/2003)
RR
Pennsylvania(4/17/2007)
RR
Virginia(10/17/2002)
RR
West Virginia(2/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bethesda, MD 20817TRUST BUT VERIFY
Monitor Edward Nemec
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
