Michael S. Webber
Professional summary
Michael Stephen Webber JR, who also goes by Mike Stephen Webber Jr, Mike Webber, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Charlotte, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Stephen Webber JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2008 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
Office #1: 820 Tyvola Road, Suite 104, Charlotte, NC 28217January 3, 2007 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
February 12, 2003 - November 8, 2006
AMERITAS INVESTMENT COMPANY, LLC
April 2, 1998 - December 31, 2002
USALLIANZ SECURITIES, INC.
March 1, 1996 - August 16, 1996
MML INVESTORS SERVICES, LLC
December 19, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
October 19, 1994 - November 21, 1994
IDS LIFE INSURANCE COMPANY
October 19, 1994 - November 21, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2017)
(1/4/2008)
(1/30/2017)
(1/4/2008)
(5/14/2020)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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