Marc R. Daniel
Professional summary
Marc Robert Daniel, who also goes by Marc R Daniel, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1997. Marc has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Robert Daniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2022 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022January 17, 2013 - February 14, 2020
TRUIST SECURITIES, INC.
August 24, 2011 - August 1, 2012
UBS SECURITIES LLC
February 29, 2008 - June 8, 2011
RBC CAPITAL MARKETS, LLC
April 28, 2005 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
May 22, 2000 - October 14, 2004
J.P. MORGAN SECURITIES LLC
May 30, 1997 - June 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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