Vikas Garg
Professional summary
Vikas Garg is a registered financial professional currently at CASTLE PLACEMENT, LLC located in New York, New York.
Vikas is registered as a RR (Registered Representative) and started their career in finance in 1997. Vikas has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vikas Garg's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
CASTLE PLACEMENT, LLC
Office #1: 1460 Broadway, New York, NY 10036November 10, 2009 - June 12, 2023
REVA CAPITAL MARKETS LLC
June 13, 2006 - March 12, 2008
J.P. MORGAN SECURITIES INC.
May 2, 2000 - June 16, 2006
BANC OF AMERICA SECURITIES LLC
October 1, 1999 - April 17, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 27, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 18, 1997 - February 2, 1999
MORGAN STANLEY MARKET PRODUCTS INC.
August 18, 1997 - February 2, 1999
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2023)
(7/28/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CASTLE PLACEMENT, LLC
CRD#: 189511 / SEC#: , 8-69612
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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