Joseph E. Indrieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Eugene Indrieri was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1972. Joseph had worked at 9 firms and has passed the Series 63, Series 55, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2003 - June 23, 2003
FIRST NEW YORK SECURITIES L.L.C.
October 1, 1997 - November 12, 2002
BANC OF AMERICA SECURITIES LLC
February 1, 1996 - October 1, 1997
MONTGOMERY SECURITIES
November 30, 1984 - August 31, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 21, 1979 - October 11, 1984
BECKER PARIBAS INCORPORATED
August 19, 1976 - June 22, 1979
E. F. HUTTON & COMPANY INC
March 3, 1976 - August 9, 1976
BECKER SECURITIES INCORPORATED
October 9, 1974 - November 20, 1975
JEFFERIES LLC
January 30, 1974 - August 15, 1974
GARY, GEYER, HILL & NADELL, INC.
May 17, 1972 - April 2, 1974
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/6/2003
Limited Representative-Equity Trader ExamPC
Date: 8/13/1977
AMEX Put and Call ExamSeries 1
Date: 5/11/1972
Registered Representative ExaminationCurrent Firm
FIRST NEW YORK SECURITIES L.L.C.
CRD#: 16362 / SEC#: , 8-33753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FNY PARTNERS FUND LP | OWNER | |
| BROKAW, LLOYD BRUCE | MANAGING MEMBER | 31368 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| MIRON, RUSSEL LEEDS | CHIEF OPERATING OFFICER | 1509249 |
| MOTSCHWILLER, DONALD ERIC | CHIEF EXECUTIVE OFFICER | 1454120 |
| NOORANI, FARAZ AMIR | MANAGING MEMBER | 4983674 |
| SABATINI, DONNA ANN | CHIEF FINANCIAL OFFICER | 2352318 |
Disclosures
| Regulatory Event | 18 |
| Bond | 1 |
Red Flags
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