AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SF

Sybil A. Fisher

PURSHE KAPLAN STERLING INVESTMENTS
Melville, NY 11747
Some features on this profile are disabled
CRD#: 2546439
SF

Professional summary

Sybil Alice Fisher, who also goes by Sybil A Fisher, Sybil Alice Fisher, Sybil Perron, Sybil Alice Perron, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.

Sybil is registered as a RR (Registered Representative) and started their career in finance in 1994. Sybil has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 14, Series 8, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sybil A Fisher | Sybil Alice Fisher | Sybil Perron | Sybil Alice Perron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sybil Alice Fisher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 105 Broadhollow Road, Melville, NY 11747
BD
CRD#: 35747
Melville, NY
Past

June 1, 2009 - August 29, 2019

MORGAN STANLEY

RIA
CRD#: 149777
MELVILLE, NY
Past

June 1, 2009 - August 29, 2019

MORGAN STANLEY

BD
CRD#: 149777
MELVILLE, NY
Past

February 13, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MELVILLE, NY
Past

February 13, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MELVILLE, NY
Past

June 24, 2002 - March 4, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MELVILLE, NY
Past

February 15, 1999 - March 4, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MELVILLE, NY
Past

March 10, 1998 - January 22, 1999

TIJA MANAGEMENT, INC.

BD
CRD#: 11069
NEW YORK, NY
Past

December 21, 1994 - January 13, 1998

PIONEER PORTFOLIO CORP.

BD
CRD#: 17817
COPIAGUE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/14/2019)
RR
South Carolina
(7/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/8/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 8/25/1998
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/13/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 27
Date: 11/13/1996
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/7/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures

Regulatory Event11
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747Melville, NY 11747

TRUST BUT VERIFY

Monitor Sybil Fisher

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Subhrajit Goon
Subhrajit GoonAdvisorCheck Check Mark
AIMCDONNAUGH & CO. INC.
IAR
RR
Berkeley heights, NJ
Randy Brickman
Randy BrickmanAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
NORTH WOODMERE, NY
Jason Matthew Gilbert
Jason GilbertAdvisorCheck Check Mark
RGA INVESTMENT ADVISORS, LLC
IAR
Great Neck, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics