JH
John T. Halterman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
CLARKSBURG, WV 26301
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CRD#: 2545585
JH
Professional summary
John Thomas Halterman, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Clarksburg, West Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Clarksburg, West Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BEACON WEALTH MANAGEMENT, 607 E PIKE ST, CLARKSBURG, WV, 1/2003 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2. JOHN HALTERMAN, 607 E. PIKE STREET, CLARKSBURG, WV 26301. BEGAN 1/2/2007 AS OWNER. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/MONTH, NONE DURING TRADING. 3. HARRISON COUNTY STUDENT ACHIEVEMENT, 408 EB SAUNDERS WAY, CLARKBURG, WV, 10/2016 AS BOARD MEMBER. NIR - 1/MO - 1/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. GORILLA YOUTH, 2C Cherry Tree Drive, Nutter Fort WV 26301, United States, 11/17/2021, Preisdent, Board Member/Officer/Director/Committee Member/Board Trustee, 2HR/MO - 0 HR/MO TRADING 6. CLARKSBURG COLUMBIAN CLUB, Clarksburg WV 26301, United States, 01/01/2024, President, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 7. FBI CITIZEN'S ACADEMY ALUMNI ASSOCIATION, Bridgeport WV 26330, United States, 04/01/2024, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Halterman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 23, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 607 East Pike St, Clarksburg, WV 26301Office #2: 4565 Benedum Dr., Bridgeport, WV 26330RIA
CRD#: 134139
CLARKSBURG, WV
Current
May 23, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 607 East Pike Street, Clarksburg, WV 26301Office #2: 4565 Benedum Dr., Bridgeport, WV 26330BD
CRD#: 39543
Clarksburg, WV
Past
February 13, 2002 - May 23, 2014
SPC
RIA
CRD#: 110692
CLARKSBURG, WV
Past
February 9, 2002 - May 23, 2014
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
CLARKSBURG, WV
Past
August 20, 1996 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 3, 1995 - August 20, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/8/2022)
RR
Delaware(5/23/2014)
RR
District of Columbia(12/3/2014)
RR
Florida(5/23/2014)
RR
Kentucky(1/3/2022)
RR
Maryland(5/23/2014)
RR
New York(4/14/2020)
RR
North Carolina(5/23/2014)
RR
Ohio(5/23/2014)
RR
Pennsylvania(5/23/2014)
RR
South Carolina(5/23/2014)
RR
Texas(5/23/2014)
IAR
Texas(5/23/2014)
RR
Virginia(7/9/2014)
IAR
West Virginia(6/2/2014)
RR
West Virginia(6/11/2014)
RR
Wisconsin(8/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
