Michael J. Mathison
Professional summary
Michael Jay Mathison is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 63, Series 66, Series 65, Series 86, Series 87, Series 7TO, SIE, Series 7, Series 3, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Jay Mathison's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2025 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036December 21, 2016 - March 28, 2018
MFS FUND DISTRIBUTORS, INC.
December 20, 2012 - November 22, 2013
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
March 22, 1999 - July 21, 2003
FIDELITY BROKERAGE SERVICES LLC
September 30, 1994 - March 22, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
Exams
Series 7TO
Date: 1/17/2025
General Securities Representative ExaminationFINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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