Peter Thomas Sidoti
Professional Summary
Peter Thomas Sidoti is a registered financial advisor currently at SIDOTI & COMPANY, LLC located in New York, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SIDOTI & COMPANY, LLC | SIDOTI RESEARCH SERVICES, LLC | SIDOTI RESEARCH SERVICES
Contact Information
Main Address
1177 Avenue Of Americas Floor 5, New York, NY 10036Mailing Address
P.o. Box 5337, New York, NY 10185Phone Number
(212) 297-0001Established
Delaware since 03/01/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2004About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Thomas Sidoti's CRS (Customer Relationship Summary).
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