JS
Jeffrey K. Seeley
FORESIDE FUND SERVICES
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 2539223
JS
Professional summary
Jeffrey Kent Seeley, who also goes by Jeffrey K Seeley, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Garden City, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeffrey K Seeley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Kent Seeley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1010 Franklin Avenue Suite 300a, Garden City, NY 11530BD
CRD#: 46106
Garden City, NY
Past
October 9, 2019 - April 13, 2026
IM GLOBAL US DISTRIBUTORS LLC
BD
CRD#: 299892
El Segundo, CA
Past
August 10, 2018 - September 10, 2019
VIGILANT DISTRIBUTORS, LLC
BD
CRD#: 285573
Conshohocken, PA
Past
June 12, 2018 - July 20, 2018
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
March 6, 2017 - March 6, 2018
RESOURCE SECURITIES LLC
BD
CRD#: 133022
PHILADELPHIA, PA
Past
July 12, 2016 - January 13, 2017
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
July 15, 2002 - July 1, 2015
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
CONSHOHOCKEN, PA
Past
July 19, 1999 - May 4, 2005
BURRIDGE GROUP LLC
RIA
CRD#: 106416
CHICAGO, IL
Past
September 28, 1994 - April 4, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/30/2026)
RR
Alaska(4/30/2026)
RR
Arizona(4/30/2026)
RR
Arkansas(4/30/2026)
RR
California(4/30/2026)
RR
Colorado(4/30/2026)
RR
Connecticut(4/30/2026)
RR
Delaware(4/30/2026)
RR
District of Columbia(4/30/2026)
RR
Florida(4/30/2026)
RR
Georgia(4/30/2026)
RR
Hawaii(4/30/2026)
RR
Idaho(4/30/2026)
RR
Indiana(4/30/2026)
RR
Iowa(4/30/2026)
RR
Kansas(4/30/2026)
RR
Kentucky(4/30/2026)
RR
Louisiana(4/30/2026)
RR
Maine(4/30/2026)
RR
Maryland(4/30/2026)
RR
Massachusetts(4/30/2026)
RR
Michigan(4/30/2026)
RR
Minnesota(4/30/2026)
RR
Mississippi(4/30/2026)
RR
Missouri(4/30/2026)
RR
Montana(4/30/2026)
RR
Nebraska(4/30/2026)
RR
Nevada(4/30/2026)
RR
New Hampshire(4/30/2026)
RR
New Jersey(4/30/2026)
RR
New Mexico(4/30/2026)
RR
New York(4/30/2026)
RR
North Carolina(4/30/2026)
RR
North Dakota(4/30/2026)
RR
Ohio(4/30/2026)
RR
Oklahoma(4/30/2026)
RR
Oregon(4/30/2026)
RR
Pennsylvania(4/30/2026)
RR
Puerto Rico(4/30/2026)
RR
Rhode Island(4/30/2026)
RR
South Carolina(4/30/2026)
RR
South Dakota(4/30/2026)
RR
Tennessee(4/30/2026)
RR
Texas(4/30/2026)
RR
Utah(4/30/2026)
RR
Vermont(4/30/2026)
RR
Virgin Islands(4/30/2026)
RR
Virginia(4/30/2026)
RR
Washington(4/30/2026)
RR
West Virginia(4/30/2026)
RR
Wisconsin(4/30/2026)
RR
Wyoming(4/30/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
