Dustin M. Waide

LAUREL WEALTH ADVISORS

Charlotte, NC 28204

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CRD#: 2536569

Professional summary

Dustin Marshall Waide, CFP® is a registered financial advisor currently at LAUREL WEALTH ADVISORS, LLC located in Charlotte, North Carolina.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dustin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mortimer Enterprises; Investment related: Yes; 1355 Greenwood Cliff, Ste 301 Charlotte NC 28204 United States; Real estate ownership vehicle for office space leased to Laurel Wealth Advisors; Member; 2023-06-23; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Marshall Waide's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 6, 2011 - Present

LAUREL WEALTH ADVISORS, LLC

Office #1: 1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204

RIA

CRD#: 118469

Charlotte, NC

Past

December 31, 2001 - September 3, 2009

WEDGE CAPITAL MANAGEMENT LLP

RIA

CRD#: 106234

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAUREL WEALTH ADVISORS, LLC

LAUREL WEALTH ADVISORS, LLC | MILLER MCNEISH BREEDLOVE & HEARN FINANCIAL SERVIVES, LLC | MILLER MCNEISH BREEDLOVE & HEARN FINANCIAL SERVICES, LLC

CRD#: 118469 / SEC#: 801-69151

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

North Carolina

Registered Investment Advisory firm - (6/17/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/6/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2000

Uniform Investment Adviser Law Examination

Current Firm

LAUREL WEALTH ADVISORS, LLC

LAUREL WEALTH ADVISORS, LLC | MILLER MCNEISH BREEDLOVE & HEARN FINANCIAL SERVIVES, LLC | MILLER MCNEISH BREEDLOVE & HEARN FINANCIAL SERVICES, LLC

CRD#: 118469 / SEC#: 801-69151

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

North Carolina

Registered Investment Advisory firm - (6/17/2008 Terminated)

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Contact information

Main Address

1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204

Mailing Address

Phone number

(704) 927-4379

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAUREL WEALTH ADVISORS' PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	1,394
AUM (Assets Under Management)	$ 972,660,502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin M. Waide

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Marshall Waide's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAUREL WEALTH ADVISORS, LLC

WEDGE CAPITAL MANAGEMENT LLP

Primary Firm SEC Registration

LAUREL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2000

Current Firm

LAUREL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAUREL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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