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RP

Robert B. Percival

ASCENSUS INVESTMENT ADVISORS
Newton, MA 02459
Some features on this profile are disabled
CRD#: 2535423
RP

Professional summary

Robert B Percival II, who also goes by Robert B Percival II, Rob Percival, is a registered financial advisor currently at ASCENSUS INVESTMENT ADVISORS, LLC located in Newton, Massachusetts and ASCENSUS BROKER DEALER SERVICES, LLC located in Newton, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert B Percival Ii | Rob Percival

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert B Percival II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

ASCENSUS INVESTMENT ADVISORS, LLC

Office #1: 95 Wells Avenue Suite 160, Newton, MA 02459
RIA
CRD#: 120632
Newton, MA
Current

February 6, 2026 - Present

ASCENSUS BROKER DEALER SERVICES, LLC

Office #1: 95 Wells Avenue Suite 160, Newton, MA 02459
BD
CRD#: 36478
Newton, MA
Past

January 17, 2023 - June 3, 2025

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 107975
OMAHA, NE
Past

November 18, 2021 - June 3, 2025

BRINKER CAPITAL SECURITIES, LLC

BD
CRD#: 38123
BERWYN, PA
Past

March 3, 2021 - January 6, 2023

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
Hudson, MA
Past

February 7, 2003 - February 26, 2020

ASCENSUS BROKER DEALER SERVICES, LLC

BD
CRD#: 36478
NEWTON, MA
Past

October 6, 1994 - July 19, 2000

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASCENSUS INVESTMENT ADVISORS, LLC
ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA
Registered Investment Advisory firm - (9/27/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(2/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/26/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/5/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AI
ASCENSUS INVESTMENT ADVISORS, LLC
ASCENSUS INVESTMENT ADVISORS, LLC | UPROMISE INVESTMENT ADVISORS, LLC

CRD#: 120632 / SEC#: 801-61492

RIA
Registered Investment Advisory firm - (9/27/2002 Approved)
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Contact information

Main Address
95 Wells Avenue Suite 160, Newton, MA 02459
Mailing Address
Phone number
(617) 454-6400
Established
Firm type
Fiscal year end
# of Employees
48

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/29/2026)

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 12,973,029,698

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/21/2026
Cover Page
Report
07/29/2024
Cover Page
Report
01/30/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASCENSUS INVESTMENT ADVISORS, LLC

CRD#: 120632Newton, MA 02459

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