Tracy P. Niles
Professional summary
Tracy Paul Niles is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Spokane Valley, Washington.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 1994. Tracy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracy Paul Niles's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2004 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 511 N. Argonne, Ste 200, Spokane Valley, WA 99212April 29, 2002 - December 31, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
August 16, 2000 - April 26, 2002
SIGNATOR FINANCIAL SERVICES, INC.
September 6, 1994 - November 20, 2000
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2022)
(10/4/2011)
(1/14/2004)
(3/14/2014)
(1/5/2011)
(4/15/2016)
(1/4/2023)
(9/17/2013)
(1/14/2004)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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