David (. Peterson
STRATEGIC ADVISERS LLC | Senior Vice President, Head of Wealth Planning at Fidelity Investments
NEW YORK, NY
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CRD#: 2533118
Professional summary
David (nmn) Peterson, who also goes by David (nmn) Peterson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in Jersey City, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
An accomplished and results-driven senior executive with success growing both domestic and international businesses. Deep management experience across a number of disciplines within the Financial Services sector with specific expertise in finance/accounting, strategic planning, and business development. Significant P&L and corporate governance experience.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David (nmn) Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 29771 | ORG NAME:SEQUOIA PROPERTIES, INC. | ORG ADDR:NEW YORK, NY, US | NATURE OF BUS:INVESTS IN REAL ESTATE | INVST REL:N | TITLE:CHAIRMAN AND PRESIDENT (OWNER) | DUTIES:ALL DUTIES RELATED TO THE COMPANY | START DT:07/26/2001 | TOTAL HRS P/M:1 | SEC TRDNG HRS P/M:0 OAA#: 29814 | ORG NAME:CASA 40 CONDOMINIUM ASSOCIATION | ORG ADDR:MIAMI BEACH, FL, US | NATURE OF BUS:HOMEOWNERS' ASSOCIATION | INVST REL:N | TITLE:PRESIDENT AND TREASURER | DUTIES:MANAGE THE ASSOCIATION OVERALL AS WELL AS THE MONTHLY CASH FLOWS OF THE PROPERTY/ASSOCIATION. | START DT:01/01/2012 | TOTAL HRS P/M:1 | SEC TRDNG HRS P/M:0 OAA#: 31461 | ORG NAME:PETE SQUARED LLC | ORG ADDR:DYER, IN, US | NATURE OF BUS:REAL ESTATE | INVST REL:N | TITLE:MEMBER
OFFICER TITLES ARE TBD | DUTIES:MINIMAL | START DT:11/11/2014 | TOTAL HRS P/M:.1 | SEC TRDNG HRS P/M:0
CRS (Client Relationship Summary) - RIA
Click below to view David (nmn) Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Gies College of Business - University of Illinois Urbana-Champaign
MBA - Accounting
University of Illinois Urbana-Champaign
BA - Economics
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 499 Washington Blvd, Jersey City, NJ 07310RIA
CRD#: 104555
NEW YORK, NY
Current
August 26, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310BD
CRD#: 7784
Jersey City, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JERSEY CITY, NJ
Past
September 2, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Past
June 8, 2010 - August 8, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
September 18, 2003 - August 8, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 3, 1995 - November 13, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 29, 1994 - November 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/26/2014)
RR
Massachusetts(8/26/2014)
RR
New Jersey(8/26/2014)
IAR
New Jersey(3/31/2025)
RR
New York(8/26/2014)
IAR
New York(3/31/2025)
RR
Texas(8/26/2014)
IAR
Texas(3/31/2025)
RR
Utah(8/26/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Senior Vice President, Head of Wealth Planning at Fidelity InvestmentsCRD#: 104555New York, NYTRUST BUT VERIFY
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