Gary S. Hess

BALDWIN INVESTMENT MANAGEMENT

West Conshohocken, PA 19428

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CRD#: 2531912

Professional summary

Gary Stuart Hess is a registered financial advisor currently at BALDWIN INVESTMENT MANAGEMENT, LLC located in West Conshohocken, Pennsylvania.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gary has worked at 4 firms and has passed the Series 63, Series 65, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Stuart Hess's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2018 - Present

BALDWIN INVESTMENT MANAGEMENT, LLC

Office #1: 1001 Conshohocken State Road Suite 1-202, West Conshohocken, PA 19428

RIA

CRD#: 108922

West Conshohocken, PA

Past

October 30, 2012 - December 31, 2017

RKM ADVISORS INC

RIA

CRD#: 106129

WEST CHESTER, PA

Past

November 3, 2010 - August 31, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

EXTON, PA

Past

September 24, 2010 - August 31, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

EXTON, PA

Past

March 27, 1996 - November 26, 2008

CAPITAL & SECURITY MANAGEMENT INC

RIA

CRD#: 108295

WEST CHESTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALDWIN INVESTMENT MANAGEMENT, LLC

BALDWIN INVESTMENT MANAGEMENT, LLC | RKM A BALDWIN INVESTMENT MANAGEMENT COMPANY | CHESTER COUNTY ASSET MANAGEMENT, A BALDWIN COMPANY LLC

CRD#: 108922 / SEC#: 801-56558

RIA

Registered Investment Advisory firm - (5/26/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/14/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/2010

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 8/11/1994

Non-Member General Securities Examination

Current Firm

BALDWIN INVESTMENT MANAGEMENT, LLC

BALDWIN INVESTMENT MANAGEMENT, LLC | RKM A BALDWIN INVESTMENT MANAGEMENT COMPANY | CHESTER COUNTY ASSET MANAGEMENT, A BALDWIN COMPANY LLC

CRD#: 108922 / SEC#: 801-56558

RIA

Registered Investment Advisory firm - (5/26/1999 Approved)

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Contact information

Main Address

1001 Conshohocken State Road Suite 1-202, West Conshohocken, PA 19428

Mailing Address

Phone number

(610) 260-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALDWIN FORM ADV 2 ADVISORY BROCHURE 2018 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	685
AUM (Assets Under Management)	$ 1,234,272,924

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary S. Hess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Stuart Hess's CRS (Customer Relationship Summary).

Certified licenses

Experience

RKM ADVISORS INC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CAPITAL & SECURITY MANAGEMENT INC

Primary Firm SEC Registration

BALDWIN INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2010

Series 65

Date: 10/14/1994

Series 7

Date: 9/23/2010

Series 2

Date: 8/11/1994

Current Firm

BALDWIN INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALDWIN INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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