Matthew S. Hetrick

CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA 92101

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CRD#: 2530904

Professional summary

Matthew S Hetrick, who also goes by Matthew Shea Hetrick, Matthew Hetrick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA INVESTMENT SERVICES LLC located in Palm Harbor, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 16 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO, SIE, Series 6, Series 7, Series 4, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Shea Hetrick | Matthew Hetrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Hetrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 655 W Broadway12th Fl, San Diego, CA 92101

RIA

CRD#: 105644

SAN DIEGO, CA

Current

July 16, 2021 - Present

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PALM HARBOR, FL

Current

July 16, 2021 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PALM HARBOR, FL

Current

July 16, 2021 - Present

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

PALM HARBOR, FL

Current

July 16, 2021 - Present

CETERA ADVISORS LLC

CRD#: 10299

PALM HARBOR, FL

Past

July 19, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

PALM HARBOR, FL

Past

July 16, 2021 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

August 19, 2018 - July 8, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

August 17, 2018 - July 8, 2021

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Past

August 14, 2014 - July 27, 2018

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

BETHESDA, MD

Past

August 7, 2014 - July 27, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

BETHESDA, MD

Past

March 11, 2009 - April 17, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

April 16, 2007 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ST PETERSBURG, FL

Past

April 9, 2007 - April 17, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST PETERSBURG, FL

Past

September 28, 2004 - November 6, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

July 15, 2004 - August 1, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ST. PETERSBURG, FL

Past

February 20, 2004 - October 4, 2006

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

October 29, 2003 - August 1, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PETERSBURG, FL

Past

April 12, 2002 - November 12, 2003

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

November 17, 2000 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

May 13, 1999 - August 30, 1999

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

August 23, 1994 - September 13, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/16/2021)

Alaska
(7/16/2021)

Arizona
(7/16/2021)

Arkansas
(7/16/2021)

California
(7/16/2021)

Colorado
(7/16/2021)

Connecticut
(7/16/2021)

Delaware
(7/16/2021)

District of Columbia
(7/16/2021)

Florida
(7/16/2021)

IAR

Florida
(4/3/2023)

Georgia
(7/16/2021)

Hawaii
(7/16/2021)

Idaho
(7/16/2021)

Illinois
(7/16/2021)

Indiana
(7/16/2021)

Iowa
(7/16/2021)

Kansas
(7/16/2021)

Kentucky
(7/16/2021)

Louisiana
(7/16/2021)

Maine
(7/16/2021)

Maryland
(7/16/2021)

Massachusetts
(7/16/2021)

Michigan
(7/16/2021)

Minnesota
(7/16/2021)

Mississippi
(7/16/2021)

Missouri
(7/16/2021)

Montana
(7/16/2021)

Nebraska
(7/16/2021)

Nevada
(7/16/2021)

New Hampshire
(7/16/2021)

New Jersey
(7/16/2021)

New Mexico
(7/16/2021)

New York
(7/16/2021)

North Carolina
(7/16/2021)

North Dakota
(7/16/2021)

Ohio
(7/19/2021)

Oklahoma
(7/16/2021)

Oregon
(7/16/2021)

Pennsylvania
(7/16/2021)

Puerto Rico
(1/26/2022)

Rhode Island
(7/16/2021)

South Carolina
(7/16/2021)

South Dakota
(7/16/2021)

Tennessee
(7/16/2021)

Texas
(7/16/2021)

IAR

Texas
(6/29/2023)

Utah
(7/16/2021)

Vermont
(7/16/2021)

Virginia
(7/16/2021)

Washington
(7/16/2021)

West Virginia
(7/16/2021)

Wisconsin
(7/16/2021)

Wyoming
(7/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/12/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/17/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/7/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/14/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/30/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew S. Hetrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Hetrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

FIRST ALLIED SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2004

Series 63

Date: 2/17/2001

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/12/1999

Series 7

Date: 8/17/1994

Series 4

Date: 8/7/2009

Series 53

Date: 8/14/2003

Series 24

Date: 8/13/2002

Series 26

Date: 11/30/2000

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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